GRACECHURCH UTG NO. 401 LIMITED

Company number 04512101

• 24 charges registered: 24 outstanding, 0 satisfied, 0 part satisfied

Security and trust deed (letter of credit and bank guarantee)

• Created: 20 May 2010
• Delivered: 25 May 2010
• Status: Outstanding

Persons entitled

• The Society, the Trustees, the Beneficiaries and the Other Persons or Bodies (As Further Defined on Form MG01)

Short particulars

All moneys or other property at any time paid or…

Amendment and restatement lloyd's american instrument 1995 (general business for corporate members) ("the 1995 american instrument (corporate members") dated 31 july 1995 & amended on 28 december 2001, 1 april 2001, 1 august 2001, 13 february 2002, 27 september 2007 &

• Created: 24 March 2009
• Delivered: 7 April 2009
• Status: Outstanding

Persons entitled

• Lloyd's, and Certain Other Persons or Bodies (As Further Defined on Form M395)

Short particulars

All the present and future assets of the member comprised…

Lloyd's american trust deed (the " trust deed")

• Created: 24 March 2009
• Delivered: 7 April 2009
• Status: Outstanding

Persons entitled

• The American Trustee, All Policy Holders and Certain Other Persons or Bodies (As Defined on the Form M395)

Short particulars

All premiums and other moneys payable during the trust term…

Lloyd's south african trust deed ("the trust deed") made on 15 january 1999 between the society of lloyd's ("lloyd's") and standard trust limited ("the trustee"), and any person acceding to the trust deed

• Created: 1 January 2007
• Delivered: 19 January 2007
• Status: Outstanding

Persons entitled

• Lloyd's, the Trustee, and the Other Parties as Defined Therein

Short particulars

All the present and future assets comprised in the parts of…

Lloyd's illinois licensed and 1104 multiple trust deed dated 30 march 2001 as amended and as supplemented from time to time and as supplemented by a deed of accession

• Created: 1 January 2007
• Delivered: 19 January 2007
• Status: Outstanding

Persons entitled

• Mellon Trust Company of Illinois as Trustee

Short particulars

All present and future assets comprised in the corporate…

Security and trust deed (letter of credit and bank guarantee)

• Created: 11 January 2005
• Delivered: 14 January 2005
• Status: Outstanding

Persons entitled

• Lloyds (The Society)

Short particulars

All future profits of the underwriting business of the…

Security and trust deed (letter of credit and bank guarantee)

• Created: 11 January 2005
• Delivered: 14 January 2005
• Status: Outstanding

Persons entitled

• Lloyds (The Society)

Short particulars

All future profits of the underwriting business of the…

Security and trust deed (letter of credit and bank guarantee) (the "trust deed")

• Created: 1 January 2004
• Delivered: 19 January 2004
• Status: Outstanding

Persons entitled

• The Society Incorporated by Lloyd's Act 1871 by the Name of Lloyd's, the Trustees,the Beneficiaries and the Other Persons or Bodies (As Further Defined on Form M395)

Short particulars

All future profits of the underwriting business of the…

Security and trust deed (letter of credit and bank guarantee)

• Created: 29 July 2003
• Delivered: 5 August 2003
• Status: Outstanding

Persons entitled

• The Society Incorporated by Lloyd's Act 1871 by the Name of Lloyd's, the Trustees, the Beneficiaries and the Other Persons or Bodies(As Further Defined on Form M395)

Short particulars

All future profits of the underwriting business of the…

Lloyd's canadian fund trust deed (the "trust deed") constituting the margin fund (as defined in schedule 1 of the trust deed) (the "margin fund") dated 25 may 2001 and

• Created: 23 May 2003
• Delivered: 7 June 2003
• Status: Outstanding

Persons entitled

• Royal Trust Corporation of Canada (As Trustee)

Short particulars

All interest of the company in present and future assets…

Charge in the terms of the lloyd's illinois licensed and 1104 multiple trust deed (the "trust deed"), itself constituted by an instrument of the same date and

• Created: 1 January 2003
• Delivered: 11 November 2003
• Status: Outstanding

Persons entitled

• Mellon Trust Company of Illinois as Trustee (See Form 395 for Full Details)

Short particulars

All present and future assets comprised in the corporate…

Lloyd's south african trust deed made on 15 january 1999 between the society of lloyd's and standard trust limited ("the trustee"), and any person acceding to the trust deed

• Created: 1 January 2003
• Delivered: 21 January 2003
• Status: Outstanding

Persons entitled

• Lloyd's,London,the Trustee and Its Successors,the Holder of Any South African Policy,the Agentof Any Syndicate,the Regulating Trustee and Other Trustees

Short particulars

All present and future assets comprised in the parts of the…

Membership agreement between the society incorporated by lloyd's act 1871 by the name of lloyd's ("the society") and the company ("the agreement")

• Created: 1 January 2003
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• The Society, the Beneficiaries and Certain Other Persons or Bodies (As Further Defined on FORMM395)

Short particulars

Subject to any charge over, and assignment by the company…

Charge (in the terms of the lloyd's american trust deed (the "trust deed") itself constituted by an instrument dated 31 july 1995 amending and restating the lloyd's american trust deed originally adopted on 9 december 1993)

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• The American Trustee, All Policy Holders to Whom the Company is at Any Time Liable in Respectof the American Business

Short particulars

(I) all premiums and other moneys payable during the trust…

Charge (in the terms of the lloyd's canadian trust deed "the trust deed" dated 25 may 2001. the instrument amends and restates the instrument dated 11 june 1989 which replaced the instrument dated 9 november 1977, as further amended by deeds dated 28 december 2000 and 28 february 2001)

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• Royal Trust Corporation of Canada, as Trustee for Any Person to Whom a Sum of Money is Orbecomes Payable in Respect of a "Permitted Canadian Trust Outgoing", the Regulating Trustee Andthe Managing Agent's Trustees of Any Managing Agent and Other Trustees (As Defined)

Short particulars

All present and future assets of the member comprised in…

A charge dated 15TH january 1999 in the terms of the lloyd's south african trust deed (the "trust deed") itself constituted by an instrument

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• The Trustee, Lloyd's, the Agent, All Policy Holders and Certain Other Persons or Bodies (Asfurther Defined on Form M395)

Short particulars

All the present and future assets comprised in the parts of…

Charge dated 6 june 2000 in the terms of the lloyd's australian joint asset trust deed (no.2) ("the trust deed")

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• Lloyd's the Trustee

Short particulars

All the present and future assets comprised in the trust…

A charge dated 15TH january 1999 in the terms of the lloyd's south african transitional trust deed (the "trust deed") itself constituted by an instrument

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• The Trustee, Lloyd's, the Agent, All Policy Holders and Certain Other Persons or Bodies (Asfurther Defined on Form M395)

Short particulars

All the present and future assets comprised in the trust…

Charge (in the terms of the amendment and restatement lloyd's american instrument 1995 (general business of corporate members) ("the 1995 american instrument (corporate members") dated 31 july 1995 & amended on 21 december 1995 & on 25 april 1996 & further amended on 3 september 1996, 7 january 1998, and 28 december 2000)

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• The Trustees, Lloyd's, and Certain Other Persons or Bodies (As Further Defined on Form M395)

Short particulars

All the present and future assets of the member comprised…

Charge dated 6 june 2000 in the terms of the lloyd's australian trust deed ("the trust deed")

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• Lloyd's the Trustee

Short particulars

The share of the corporate member in all the present and…

Charge in the terms of the lloyd's asia (singapore policies) instrument 2002(general business of all underwriting members) (the singapore policies instrument)

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• The Society (Lloyds) and the Managing Agents Singapore Policies Trustees of Any Managing Agent(as Further Described on Form M395)

Short particulars

All present and future assets of the member comprised in…

Charge in the terms of the lloyd's asia (offshore policies) instrument 2002(general business of all underwriting members) (the offshore policies instrument)

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• The Society (Lloyds) and the Managing Agents Offshore Policies Trustees of Any Managing Agent(as Further Described on Form M395)

Short particulars

All present and future assets of the member comprised in…

Lloyd's premium trust deed (general business)

• Created: 31 December 2002
• Delivered: 15 January 2003
• Status: Outstanding

Persons entitled

• The Trustees, Lloyd's and Certain Other Persons or Bodies (As Further Defined on Form M395)

Short particulars

All present and future assets of the corporate member…

Security and trust deed (letter of credit and bank guarantee)

• Created: 9 December 2002
• Delivered: 19 December 2002
• Status: Outstanding

Persons entitled

• Lloyds (The Society)

Short particulars

All future profits of the underwriting business of the…