SECURITIES INDUSTRY MANAGEMENT ASSOCIATION LIMITED

Company number 05180510

41 officers / 27 resignations

PINNER, Stephen John

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Secretary
• Appointed on: 15 July 2004
• Nationality: British
• Occupation: Management Consultant

AHERN, John

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: November 1965
• Appointed on: 24 May 2022
• Nationality: Irish
• Country of residence: England
• Occupation: Director

BARCLAY, Robert William

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: January 1957
• Appointed on: 9 January 2024
• Nationality: British
• Country of residence: England
• Occupation: Director

BURFOOT, Karen

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: October 1977
• Appointed on: 15 January 2019
• Nationality: British
• Country of residence: England
• Occupation: Director

EVANS, Christopher Alan

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: August 1950
• Appointed on: 4 March 2024
• Nationality: British
• Country of residence: England
• Occupation: Director

GOSZ-RENZI, Karolina

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: May 1988
• Appointed on: 9 January 2024
• Nationality: Polish
• Country of residence: England
• Occupation: Investment Fund Services Sales Manager

HICKMAN, Adrian Stephen Robert

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: December 1951
• Appointed on: 24 September 2013
• Nationality: British
• Country of residence: England
• Occupation: Head Of Compliance

JUDD, Ian

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: October 1966
• Appointed on: 9 January 2024
• Nationality: British
• Country of residence: England
• Occupation: Director

MACRO, Angela Mary

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: January 1979
• Appointed on: 26 January 2023
• Nationality: British
• Country of residence: England
• Occupation: Compliance Manager

MCSWIGGAN, Charles Alexander

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: June 1991
• Appointed on: 26 January 2023
• Nationality: British
• Country of residence: England
• Occupation: Wealth Manager

PINNER, Simon Edward

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: October 1979
• Appointed on: 20 March 2018
• Nationality: British
• Country of residence: England
• Occupation: Director

PINNER, Stephen John

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: August 1951
• Appointed on: 15 July 2004
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Management Consultant

ROUSE, William

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: November 1988
• Appointed on: 23 May 2023
• Nationality: British
• Country of residence: England
• Occupation: Director

SHUTTLEWOOD, Thomas David

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Active): Director
• Date of birth: October 1994
• Appointed on: 26 January 2023
• Nationality: British
• Country of residence: England
• Occupation: Director

WATERLOW SECRETARIES LIMITED

• Correspondence address: 6-8 Underwood Street, London, N1 7JQ
• Role (Resigned): Nominee Secretary
• Appointed on: 15 July 2004
• Resigned on: 15 July 2004

BIGGS, Bernard George

• Correspondence address: Cardinal House, 46 St. Nicholas Street, Ipswich, England, IP1 1TT
• Role (Resigned): Director
• Date of birth: April 1958
• Appointed on: 2 October 2012
• Resigned on: 11 February 2020
• Nationality: British
• Country of residence: England
• Occupation: Marketing Manager

BURR, Alan William

• Correspondence address: Birchfield Westbury Road, Bromley, Kent, BR1 2QB
• Role (Resigned): Director
• Date of birth: December 1946
• Appointed on: 9 September 2008
• Resigned on: 20 March 2018
• Nationality: British
• Country of residence: England
• Occupation: Consultant

BUTCHER, James Andrew

• Correspondence address: Oak Tree House, Rounce Lane, West End, Surrey, GU24 9NP
• Role (Resigned): Director
• Date of birth: July 1959
• Appointed on: 12 September 2006
• Resigned on: 6 October 2009
• Nationality: British
• Occupation: Stockbroker

CATERER, Mark

• Correspondence address: 14 Tiverton Drive, London, United Kingdom, SE9 2BY
• Role (Resigned): Director
• Date of birth: January 1973
• Appointed on: 2 October 2012
• Resigned on: 24 September 2013
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Compliance

CATO, Richard

• Correspondence address: 4 Walton Road, Sidcup, Kent, DA14 4LD
• Role (Resigned): Director
• Date of birth: May 1965
• Appointed on: 15 July 2004
• Resigned on: 21 March 2005
• Nationality: British
• Country of residence: England
• Occupation: Senior Manager

FARTHING, John

• Correspondence address: 1 Cloisters Road, Letchworth, Hertfordshire, SG6 3JR
• Role (Resigned): Director
• Date of birth: November 1962
• Appointed on: 15 July 2004
• Resigned on: 8 February 2011
• Nationality: British
• Country of residence: England
• Occupation: Company Director

FRAME, Michael Andrew

• Correspondence address: 2 Carrington Lane, Sale, Manchester, Cheshire, M33 5ND
• Role (Resigned): Director
• Date of birth: February 1966
• Appointed on: 7 August 2006
• Resigned on: 30 August 2014
• Nationality: British
• Country of residence: Uk
• Occupation: Chartered Accountant

HOTSTON MOORE, Fiona Catriona

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Resigned): Director
• Date of birth: February 1965
• Appointed on: 14 September 2011
• Resigned on: 26 January 2023
• Nationality: British
• Country of residence: England
• Occupation: Chartered Accountant

JONES, Philip Michael Thyer

• Correspondence address: 4 Beaumont Gardens, Hutton Poplars, Shenfield, Essex, CM13 1YN
• Role (Resigned): Director
• Date of birth: October 1942
• Appointed on: 22 April 2008
• Resigned on: 20 March 2018
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Director Partner

KLEIN, Hartmut

• Correspondence address: 60-62 Commercial Street, Spitalfields, London, E1 6LT
• Role (Resigned): Director
• Date of birth: May 1953
• Appointed on: 6 October 2009
• Resigned on: 14 September 2011
• Nationality: German
• Country of residence: United Kingdom
• Occupation: Director

NOBES, Robert George

• Correspondence address: 27 Jacks Close, Wickford, Essex, SS11 8ED
• Role (Resigned): Director
• Date of birth: February 1947
• Appointed on: 15 July 2004
• Resigned on: 12 September 2006
• Nationality: British
• Occupation: Office Manager

PAINTER, Philip Keith

• Correspondence address: Little Hill Green Farmhouse, Hill Green Stockbury, Sittingbourne, Kent, ME9 7UP
• Role (Resigned): Director
• Date of birth: May 1959
• Appointed on: 26 April 2005
• Resigned on: 20 March 2018
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Operations Director

PARKER, Vola Hanta

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Resigned): Director
• Date of birth: September 1970
• Appointed on: 26 January 2023
• Resigned on: 6 February 2024
• Nationality: British
• Country of residence: England
• Occupation: Director

PRAILL, Christopher Edwin

• Correspondence address: 29 Epping Way, Chingford, London, E4 7PB
• Role (Resigned): Director
• Date of birth: September 1953
• Appointed on: 20 July 2004
• Resigned on: 20 September 2005
• Nationality: British
• Occupation: Investment Management

PUITEL, Diana Petronela

• Correspondence address: Cardinal House, 46 St. Nicholas Street, Ipswich, England, IP1 1TT
• Role (Resigned): Director
• Date of birth: October 1990
• Appointed on: 20 March 2018
• Resigned on: 27 July 2020
• Nationality: Romanian
• Country of residence: United Kingdom
• Occupation: Director

REAY, Patricia

• Correspondence address: 7 Chart House, Burrells Wharf Square, London, United Kingdom, E14 3TN
• Role (Resigned): Director
• Date of birth: December 1967
• Appointed on: 25 April 2017
• Resigned on: 20 March 2018
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Stockbroker

ROUSE, William

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Resigned): Director
• Date of birth: November 1988
• Appointed on: 16 October 2018
• Resigned on: 26 January 2023
• Nationality: British
• Country of residence: England
• Occupation: Director

SELL, Daniella Charlotte

• Correspondence address: 13 Hazelbourne Road, London, SW12 9NU
• Role (Resigned): Director
• Date of birth: January 1978
• Appointed on: 31 July 2006
• Resigned on: 12 February 2008
• Nationality: British
• Occupation: Marketing Manager

SHUTTLEWOOD, Graham David

• Correspondence address: 36 Shorefields, Benfleet, Essex, SS7 5BQ
• Role (Resigned): Director
• Date of birth: March 1955
• Appointed on: 21 March 2005
• Resigned on: 20 March 2018
• Nationality: British
• Country of residence: England
• Occupation: Banker

STRUDWICK, James

• Correspondence address: Third Floor, Connexions Building, 159 Princes Street, Ipswich, Suffolk, England, IP1 1QJ
• Role (Resigned): Director
• Date of birth: January 1989
• Appointed on: 27 July 2020
• Resigned on: 6 February 2024
• Nationality: British
• Country of residence: England
• Occupation: Director