SECURITIES & INVESTMENT INSTITUTE

Company number 02687534

79 officers / 75 resignations

HOWARD, David Howarth Seymour, Sir

• Correspondence address: 8 Monkwell Square, London, EC2Y 5BN
• Role (Resigned): Director
• Date of birth: December 1945
• Appointed on: 25 July 2002
• Resigned on: 27 January 2011
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Stockbroker

KANE, David Arthur

• Correspondence address: 3 Elgin Road, Talbot Woods, Bournemouth, Dorset, BH4 9NL
• Role (Resigned): Director
• Date of birth: January 1959
• Appointed on: 16 July 2009
• Resigned on: 27 January 2011
• Nationality: British
• Country of residence: England
• Occupation: Bank Operations Executive

LACEY, Shaun David

• Correspondence address: Alanya, Clos De Falla, Castel, Guernsey, GY5 7YE
• Role (Resigned): Director
• Date of birth: July 1962
• Appointed on: 28 September 2006
• Resigned on: 24 September 2009
• Nationality: British
• Occupation: Investment Specialist

LAKE, Peter William Ariel

• Correspondence address: Yeomans, Walters Green, Penshurst, Tonbridge Kent, TN11 8HD
• Role (Resigned): Director
• Date of birth: May 1942
• Appointed on: 1 July 1994
• Resigned on: 6 July 2000
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Stockbroker

LAWSON, Richard Henry

• Correspondence address: Cherry Hill Burrows Lane, Gomshall, Guildford, Surrey, GU5 9QE
• Role (Resigned): Director
• Date of birth: February 1932
• Appointed on: 11 February 1992
• Resigned on: 1 July 1993
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Retired

LINAKER, Lawrence Edward

• Correspondence address: Swyre Farm, Aldsworth, Cheltenham, Gloucestershire, GL54 3RE
• Role (Resigned): Director
• Date of birth: July 1943
• Appointed on: 19 May 1992
• Resigned on: 6 July 1995
• Nationality: British
• Occupation: Deputy Chairman/Managing Director

LOUDON, John David

• Correspondence address: Forge Cottage, Langley, Stratford Upon Avon, Warwickshire, CV37 0HN
• Role (Resigned): Director
• Date of birth: August 1956
• Appointed on: 21 November 2002
• Resigned on: 28 September 2006
• Nationality: British
• Occupation: Stockbroker

MACDONALD, William Stewart

• Correspondence address: 198 Craigcrook Road, Edinburgh, Midlothian, EH4 7BQ
• Role (Resigned): Director
• Date of birth: April 1952
• Appointed on: 25 July 2002
• Resigned on: 25 September 2008
• Nationality: British
• Country of residence: Scotland
• Occupation: Managing Director

MARGOT, Rodney Leonard

• Correspondence address: Cairndale, Ballaquane Road, Peel, Isle Of Man, IM5 1PP
• Role (Resigned): Director
• Date of birth: April 1947
• Appointed on: 21 November 2002
• Resigned on: 28 September 2006
• Nationality: British
• Country of residence: Isle Of Man
• Occupation: Company Chairman

MARKS, Michael John Paul

• Correspondence address: 6 Sheldon Avenue, Highgate, London, N6 4JT
• Role (Resigned): Director
• Date of birth: December 1941
• Appointed on: 19 May 1992
• Resigned on: 1 July 1993
• Nationality: British
• Country of residence: England
• Occupation: Chief Executive

MAY, Timothy, Dr

• Correspondence address: Honeypot House 246 Main Road, Quadring, Spalding, Lincolnshire, PE11 4PT
• Role (Resigned): Director
• Date of birth: July 1952
• Appointed on: 15 July 1999
• Resigned on: 21 June 2002
• Nationality: British
• Country of residence: England
• Occupation: Director

MCCAUGHEY, Terence Hugh

• Correspondence address: 145 Rivermead Court, Ranelagh Gardens, London, SW6 3SE
• Role (Resigned): Director
• Date of birth: November 1948
• Appointed on: 25 January 2001
• Resigned on: 18 November 2008
• Nationality: British
• Occupation: Banker

MCMURRAY, David Gordon

• Correspondence address: 22 Maryborough Avenue, Prestwick, KA9 1SE
• Role (Resigned): Director
• Date of birth: August 1959
• Appointed on: 6 July 1995
• Resigned on: 21 January 1997
• Nationality: British
• Country of residence: Scotland
• Occupation: Group Compliance Officer

MONKS, David Phillip

• Correspondence address: 54 Lombard Street, London, EC3P 3AH
• Role (Resigned): Director
• Date of birth: February 1960
• Appointed on: 30 September 2004
• Resigned on: 30 September 2005
• Nationality: British
• Occupation: Banker

MOXON, Frank Hoyt

• Correspondence address: 153 Kennington Park Road, London, SE11 4JJ
• Role (Resigned): Director
• Date of birth: August 1966
• Appointed on: 25 September 2008
• Resigned on: 27 January 2011
• Nationality: British
• Country of residence: England
• Occupation: Consultant

NICHOLSON, Timothy John

• Correspondence address: Forge Farmhouse, Glassenbury Road, Cranbrook, Kent, TN17 2QE
• Role (Resigned): Director
• Date of birth: June 1944
• Appointed on: 11 February 1992
• Resigned on: 6 April 1994
• Nationality: British
• Occupation: Business Manager

NICOL, David Richardson

• Correspondence address: 38 Stevenage Road, London, SW6 6ET
• Role (Resigned): Director
• Date of birth: December 1955
• Appointed on: 21 November 2002
• Resigned on: 27 January 2011
• Nationality: British
• Country of residence: England
• Occupation: Accountant

PHILLIPS, Jim

• Correspondence address: 16 North Gyle Road, Edinburgh, EH12 8ER
• Role (Resigned): Director
• Date of birth: January 1951
• Appointed on: 25 July 2002
• Resigned on: 8 May 2003
• Nationality: British
• Occupation: Director

RAMSAY, Alan Stuart

• Correspondence address: 6 Court Lane Gardens, Dulwich Village, London, SE21 7DZ
• Role (Resigned): Director
• Date of birth: May 1960
• Appointed on: 4 July 1996
• Resigned on: 27 January 2011
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Executive Director

RILEY, Nicholas

• Correspondence address: Roseneath, Parkfield, Sevenoakes, Kent, TN15 0HX
• Role (Resigned): Director
• Date of birth: July 1957
• Appointed on: 25 January 2001
• Resigned on: 21 November 2002
• Nationality: British
• Occupation: Managing Director

ROSS RUSSELL, Graham

• Correspondence address: 30 Ladbroke Square, London, W11 3NB
• Role (Resigned): Director
• Date of birth: January 1933
• Appointed on: 11 February 1992
• Resigned on: 4 January 2000
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Stock Broker

SAVILLE, Iain David

• Correspondence address: 28 Half Moon Lane, London, SE24 9HU
• Role (Resigned): Director
• Date of birth: August 1948
• Appointed on: 25 July 2002
• Resigned on: 25 September 2008
• Nationality: British
• Country of residence: England
• Occupation: Company Director

SCOTT, Christopher

• Correspondence address: Hauteville, Rue Du Saut Falluet St Peter, Jersey, Channel Islands, JE3 7BL
• Role (Resigned): Director
• Date of birth: October 1952
• Appointed on: 30 September 2004
• Resigned on: 22 September 2010
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Financial Services

SEAWARD, Nicholas William

• Correspondence address: 99 Thurlow Park Road, Dulwich, London, SE21 8JL
• Role (Resigned): Director
• Date of birth: April 1956
• Appointed on: 28 September 2006
• Resigned on: 27 January 2011
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Stockbroker

SHELTON, Clive John

• Correspondence address: Ifds House, St Nicholas Lane, Basildon, Essex, SS15 5FS
• Role (Resigned): Director
• Date of birth: January 1955
• Appointed on: 20 January 2000
• Resigned on: 1 July 2002
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Director

SHIBATA, Takumi

• Correspondence address: 19 Connaught House, Davies Street, London, W1
• Role (Resigned): Director
• Date of birth: January 1953
• Appointed on: 25 January 2001
• Resigned on: 5 April 2002
• Nationality: Japanese
• Occupation: Director

SPENCER, John Strathmore

• Correspondence address: Scairbhin, Reen, Union Hall, County Cork, Ireland, IRISH
• Role (Resigned): Director
• Date of birth: January 1944
• Appointed on: 21 July 1992
• Resigned on: 31 December 1994
• Nationality: British
• Occupation: Bank Official

STEVENSON, Hugh Alexander

• Correspondence address: 33 King William Street, London, EC4R 9AS
• Role (Resigned): Director
• Date of birth: September 1942
• Appointed on: 1 July 1994
• Resigned on: 15 October 1998
• Nationality: British
• Occupation: Investment Banker

STEWART-JONES, Anthony John

• Correspondence address: Securities & Investment Institute, 8 Eastcheap, London, EC3M 1AE
• Role (Resigned): Director
• Date of birth: March 1961
• Appointed on: 24 September 2009
• Resigned on: 27 January 2011
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Compliance Officer

STOCKDALE, Richard Andrew Harold

• Correspondence address: Apt 1503 Sadaf 8, Jumeirah Beach Residence, Dubai, United Arab Emirates
• Role (Resigned): Director
• Date of birth: November 1951
• Appointed on: 24 September 2009
• Resigned on: 27 January 2011
• Nationality: British
• Country of residence: United Arab Emirates
• Occupation: Retired Banker

STODDART, George Keiller

• Correspondence address: Parkside, Main Street, Polmont, Stirlingshire, FK2 0QY
• Role (Resigned): Director
• Date of birth: December 1948
• Appointed on: 15 July 1999
• Resigned on: 21 October 2003
• Nationality: British
• Country of residence: Scotland
• Occupation: Training Director

SWALES, Nicholas Roger

• Correspondence address: 9 Wilson Gardens, Newcastle Upon Tyne, Tyne And Wear, NE3 4JA
• Role (Resigned): Director
• Date of birth: February 1964
• Appointed on: 24 September 2009
• Resigned on: 27 January 2011
• Nationality: British
• Country of residence: England
• Occupation: Stockbroker

SZILASI, William Joseph

• Correspondence address: 35-37 Grosvenor Square, London, W1X 9AE
• Role (Resigned): Director
• Date of birth: December 1942
• Appointed on: 2 July 1998
• Resigned on: 18 July 2002
• Nationality: British
• Occupation: Executive Director

THURSTANS, Kenneth John

• Correspondence address: 12 Amesbury Road, Moseley, Birmingham, West Midlands, B13 8LD
• Role (Resigned): Director
• Date of birth: January 1935
• Appointed on: 1 July 1993
• Resigned on: 3 July 1997
• Nationality: British
• Occupation: Director

TREACY, Allan Thomas

• Correspondence address: Broadfield Hall Farm, Throcking, Buntingford, Hertfordshire, SG9 9RD
• Role (Resigned): Director
• Date of birth: May 1947
• Appointed on: 6 July 1995
• Resigned on: 2 July 1998
• Nationality: British
• Occupation: Stockbroker