CFA INSTITUTE

Company number FC023596

79 officers / 65 resignations

HAMILTON-KEEN, Elizabeth

• Correspondence address: 900, 603, 7 Avenue Sw, Calgary, Alberta Abt2p2t5, Canada
• Role (Resigned): Director
• Date of birth: November 1969
• Appointed on: 1 September 2010
• Resigned on: 31 August 2017
• Nationality: Canadian
• Country of residence: Canada
• Occupation: Director And Portfolio Mamager

HOLLIS, James E.

• Correspondence address: 20 Sawyer Road, Wellesley, Massachusetts, 02481, Usa
• Role (Resigned): Director
• Date of birth: January 1948
• Appointed on: 1 September 2007
• Resigned on: 8 March 2008
• Nationality: American
• Occupation: Cutter Associates

JENKINS, Robert Warren

• Correspondence address: London Business School, Regent's Park, London, United Kingdom, NW1 4SA
• Role (Resigned): Director
• Date of birth: January 1951
• Appointed on: 1 September 2013
• Resigned on: 31 August 2019
• Nationality: American
• Country of residence: United Kingdom
• Occupation: Adjunct Professor Finance

JONES, James G

• Correspondence address: 2095 S.Boston Place, Bolivar, Massachusetts 65613, Usa
• Role (Resigned): Director
• Date of birth: September 1964
• Appointed on: 1 September 2010
• Resigned on: 1 September 2016
• Nationality: Usa
• Country of residence: Usa
• Occupation: President,Sterling Investment Advisors

JONES, Samuel B.

• Correspondence address: 39 Old North Road, Carlisle, Massachusetts, 01741-1128, Usa
• Role (Resigned): Director
• Date of birth: June 1941
• Appointed on: 1 September 2007
• Resigned on: 31 August 2010
• Nationality: American
• Occupation: Cio/Trillium

JORDAN, Amaury

• Correspondence address: Chalbisauweg 3, Hitzel, 8816, Switzerland
• Role (Resigned): Director
• Date of birth: March 1961
• Appointed on: 6 December 2001
• Resigned on: 31 August 2003
• Nationality: Swiss
• Occupation: Individual Investment Counsell

KOKSAL, Attila

• Correspondence address: Ahi Evran Cad Polaris Plaza, B Bik No 1 Kat 1, Maslak Istanbul, 34398, Turkey
• Role (Resigned): Director
• Date of birth: January 1960
• Appointed on: 1 September 2011
• Resigned on: 31 August 2017
• Nationality: Turkish
• Country of residence: Turkey
• Occupation: Deputy Ceo

LAZBERGER, Mark John

• Correspondence address: 201 Sussex Street, Sydney, Nsw 2000, Australia
• Role (Resigned): Director
• Date of birth: November 1961
• Appointed on: 1 September 2012
• Resigned on: 1 September 2018
• Nationality: Australian
• Country of residence: Australia
• Occupation: Ceo Colonial First State Global Asset Management

LEBEL, Frederic

• Correspondence address: 5 Chemin Des Rannaux, Founex, 1297, Switzerland
• Role (Resigned): Director
• Date of birth: April 1968
• Appointed on: 1 September 2011
• Resigned on: 1 September 2018
• Nationality: Swiss
• Country of residence: Switzerland
• Occupation: Chief Investment Officer

LEE, Stanley G.

• Correspondence address: 85 Bentwood Drive, Stamford, Connecticut, 06903, Usa
• Role (Resigned): Director
• Date of birth: January 1962
• Appointed on: 1 September 2007
• Resigned on: 31 August 2011
• Nationality: American
• Occupation: Portfolio Manager

LISTER, Cheryl-Ann

• Correspondence address: 12 Beacon Hill, Sandys, Ma 02, Bermuda
• Role (Resigned): Director
• Date of birth: May 1957
• Appointed on: 6 December 2001
• Resigned on: 31 August 2003
• Nationality: Bermudian
• Occupation: Government Regulator

LORENZEN, Jeffrey D.

• Correspondence address: 5200 Woodland Avenue, Des Moines, Iowa, 50312, Usa
• Role (Resigned): Director
• Date of birth: June 1965
• Appointed on: 1 September 2007
• Resigned on: 31 August 2013
• Nationality: American
• Occupation: Managing Director

LOW, Aaron

• Correspondence address: Level 15 Prudential Tower 30, Cecil Street, Singapore, 049712, Singapore
• Role (Resigned): Director
• Date of birth: January 1959
• Appointed on: 1 September 2010
• Resigned on: 1 September 2016
• Nationality: Singaporean
• Country of residence: Singapore
• Occupation: Financial Analyst

MCLEAN, Colin William

• Correspondence address: 7 Castle Street, Edinburgh, United Kingdom, EH2 3AH
• Role (Resigned): Director
• Date of birth: October 1952
• Appointed on: 1 September 2012
• Resigned on: 1 September 2018
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Ceo Svm Asset Management Ltd

MEADER, Daniel S.

• Correspondence address: 809 Timberlake Circle, South Lake, Texas, 76092, Usa
• Role (Resigned): Director
• Date of birth: July 1962
• Appointed on: 1 September 2007
• Resigned on: 31 August 2013
• Nationality: American
• Occupation: Managing Partner

MEDER, Alan

• Correspondence address: 55e Monroe Street, Suite 3600, Chicago, Illinois 60603, United States
• Role (Resigned): Director
• Date of birth: January 1959
• Appointed on: 9 January 2008
• Resigned on: 31 August 2014
• Nationality: United States
• Occupation: Principal Financial Officer

MILLER, Janet

• Correspondence address: 615 Winding Creek Court, Atlanta, Georgia 30328, Usa, FOREIGN
• Role (Resigned): Director
• Date of birth: January 1953
• Appointed on: 6 December 2001
• Resigned on: 31 August 2004
• Nationality: American
• Occupation: Individual Investment Counseli

NOYES, George W.

• Correspondence address: 1321 Great Plain Avenue, Needham, Massachusetts, 02192-1751, Usa
• Role (Resigned): Director
• Date of birth: November 1944
• Appointed on: 1 September 2007
• Resigned on: 8 March 2008
• Nationality: American
• Occupation: Senior Portfolio Manager

OKAZAKI, Yoshiharu

• Correspondence address: 8-18-13 Fukasawa, Setagaya-Ku, Tokyso 1580051, Japan
• Role (Resigned): Director
• Date of birth: October 1943
• Appointed on: 6 December 2001
• Resigned on: 31 August 2003
• Nationality: Japanese
• Occupation: Institutional Investment Couns

ONG, Seow Beng

• Correspondence address: 37-01 Capital Tower, 168 Robinson Road, Singapore, 068912, Singapore, FOREIGN
• Role (Resigned): Director
• Date of birth: March 1956
• Appointed on: 6 December 2001
• Resigned on: 31 August 2002
• Nationality: Singaporean
• Occupation: Government Singapore Investmen

PRICE, Lee

• Correspondence address: 1445 Bryant Street, Palo Alto, California, 94301-3510, Usa
• Role (Resigned): Director
• Date of birth: August 1943
• Appointed on: 6 December 2001
• Resigned on: 31 August 2002
• Nationality: American
• Occupation: Institutional Investment Couns

PROCTOR, Kenneth Scott

• Correspondence address: Capital One, 101 Post Street, San Francisco, California 94108, Usa
• Role (Resigned): Director
• Date of birth: February 1971
• Appointed on: 9 January 2014
• Resigned on: 31 August 2017
• Nationality: American
• Country of residence: Usa
• Occupation: None

RALSTON, Nicola

• Correspondence address: Canonbury House, Canonbury Place, London, N1 2NQ
• Role (Resigned): Director
• Date of birth: January 1955
• Appointed on: 1 September 2007
• Resigned on: 31 August 2009
• Nationality: British
• Occupation: Director/Liability Solutions

ROGERS, John

• Correspondence address: 560 C Hunt Drive, Charlottesville, Va 22903, United States
• Role (Resigned): Director
• Date of birth: October 1961
• Appointed on: 5 January 2009
• Resigned on: 31 May 2014
• Nationality: United States
• Occupation: President And Chief Executive Officer

SARASIN, Philippe

• Correspondence address: 220 Rte De Choulex, Choulex, Ch 1244, Switzerland
• Role (Resigned): Director
• Date of birth: February 1955
• Appointed on: 6 December 2001
• Resigned on: 31 August 2003
• Nationality: Swiss
• Occupation: Partner

SCANLAN, Matthew

• Correspondence address: 800 Third Avenue, 35th Floor, New York, New York 10022, Usa
• Role (Resigned): Director
• Date of birth: January 1955
• Appointed on: 1 September 2011
• Resigned on: 31 August 2014
• Nationality: American
• Country of residence: Usa
• Occupation: President And Ceo

SHAO, Jane

• Correspondence address: 6-11 Legend Garden, 89 Beijing Capital Airport Road, Beijing, China
• Role (Resigned): Director
• Date of birth: June 1967
• Appointed on: 9 January 2008
• Resigned on: 31 August 2014
• Nationality: Chinese
• Occupation: Managing Director

SINGER, Brian D.

• Correspondence address: 120 Euclid Avenue, Glencoe, Illinois, 60022, Usa
• Role (Resigned): Director
• Date of birth: August 1960
• Appointed on: 1 September 2007
• Resigned on: 31 August 2010
• Nationality: American
• Occupation: General Manager/Ubs

SINGHANIA, Sunil

• Correspondence address: Reliance Capital Asset Management, Ltd, 12th Floor, Indiabulls Centre One, Jupiter Mills, Elphinstone Road, Mumbai, Maharashtra 400013, India
• Role (Resigned): Director
• Date of birth: May 1967
• Appointed on: 1 September 2013
• Resigned on: 31 August 2019
• Nationality: Indian
• Country of residence: India
• Occupation: Chief Investment Officer Equity Investments Of

SMALL-KELLETT, Patricia

• Correspondence address: 44 Meadowhill Drive, Tiburton, California 94920, Usa
• Role (Resigned): Director
• Date of birth: December 1945
• Appointed on: 6 December 2001
• Resigned on: 31 August 2004
• Nationality: American
• Occupation: Public Fund/Foundation

SMITH, Paul

• Correspondence address: 915 E, High Street, Charlottesville, Virginia 22902, United States
• Role (Resigned): Director
• Date of birth: June 1959
• Appointed on: 20 January 2015
• Resigned on: 1 September 2019
• Nationality: British
• Country of residence: Hong Kong, Sar
• Occupation: President & Ceo, Cfa Institute

SPEECE JR., Fred

• Correspondence address: 3348 Creekview Terrace, Minnetonka, Minnsesota 55305, Usa
• Role (Resigned): Director
• Date of birth: October 1944
• Appointed on: 6 December 2001
• Resigned on: 31 August 2002
• Nationality: American
• Occupation: Speece Thorson Capital Group I

SPENTZOS, George

• Correspondence address: Lng Capital Llp, Kingsbury House 15-17, King Street, London, United Kingdom, SW1Y 6QU
• Role (Resigned): Director
• Date of birth: March 1964
• Appointed on: 1 September 2015
• Resigned on: 1 September 2018
• Nationality: British
• Country of residence: United Kingdom
• Occupation: Advisory Board Member

STANNARD, John Charles

• Correspondence address: 9 Meadow Way, Chigwell, Essex, IG7 6LP
• Role (Resigned): Director
• Date of birth: July 1956
• Appointed on: 1 September 2007
• Resigned on: 8 March 2008
• Nationality: British
• Country of residence: England
• Occupation: Managing Director/Russell

STOUT, Lynn

• Correspondence address: Cornell Law School, Myron Taylor Hall, Ithaca, New York 14853, United States
• Role (Resigned): Director
• Date of birth: September 1957
• Appointed on: 9 January 2014
• Resigned on: 16 April 2018
• Nationality: American
• Country of residence: United States
• Occupation: None